We help our clients navigate the complexity of the security industry's market structure and relevant regulatory risks. Our clients leverage our expertise through customized research reports and consulting services addressing market structure and its regulation, with an emphasis on competitive, regulatory, and technological pressures that shape the rapidly evolving US equities landscape.
Market Structure and Regulatory Risk Consulting
Our solution is provided as a consulting services package that is custom-designed for each client. In addition, your organization may take advantage of our research reports that provide a balanced overview of focused issues, as well as broader concepts, and developments. We also assist our clients in following regulatory initiatives and debates, and participating in the public comment process.
High Frequency Trading
Proprietary and Agency Trading
Competing Business Models
Dark Pools & Other Trading Platforms
Reform-Oriented Trading Venues
Electronic Trading Risk Control Assessment
Electronic Trading Risk Management
Portfolio Risk Management Solutions
Electronic Trading Compliance Audits
Portfolio Manager Risk Control
Access Fees and Rebates
Payment for Order Flow
SEC & CFTC Rulemaking
Trading Platforms' Rules
Private Equity Firms
Lawyers and Investigators
Rates: Market structure and regulatory risk consulting rates range from $450 per hour to $1,000 per hour depending on length of engagement and staff allocated. Please contact us for daily rates and project-based rate alternatives.
Contact us for more information.